Product Prospectuses and Reports

Below is a comprehensive list of the important regulatory documents related to our mutual fund and exchange-traded fund (ETF) solutions.

Product Name
Summary Prospectus
Statutory Prospectus
SAI
Annual Report
Semiannual Report
Fiscal 1Q Portfolio Holdings
Fiscal 3Q Portfolio Holdings
MUTUAL FUNDS

MainStay Balanced Fund

 1
1
1
1
1
1
1
1

MainStay Candriam Emerging Markets Debt Fund

 1
1
1
1
1
1
1
1

MainStay Candriam Emerging Markets Equity Fund

 1
1
1
1
1
1
1
1

MainStay CBRE Global Infrastructure Fund

 1
1
1
1
1
1
1
1

MainStay CBRE Real Estate Fund

 1
1
1
1
1
1
1
1

MainStay Conservative Allocation Fund

 1
1
1
1
1
1
1
1

MainStay Conservative ETF Allocation Fund

 1
1
1
1
1
1
1
1

MainStay Cushing MLP Premier Fund

 1
1
1
1
1
1
1
1

MainStay Epoch Capital Growth Fund

 1
1
1
1
1
1
1
1

MainStay Epoch Global Equity Yield Fund

 1
1
1
1
1
1
1
1

MainStay Epoch International Choice Fund

 1
1
1
1
1
1
1
1

MainStay Epoch U.S. Equity Yield Fund

 1
1
1
1
1
1
1
1

MainStay Equity Allocation Fund

 1
1
1
1
1
1
1
1

MainStay Equity ETF Allocation Fund

 1
1
1
1
1
1
1
1

MainStay Fiera SMID Growth Fund

 1
1
1
1
1
1
1
1

MainStay Floating Rate Fund

 1
1
1
1
1
1
1
1

MainStay Growth Allocation Fund

 1
1
1
1
1
1
1
1

MainStay Growth ETF Allocation Fund

 1
1
1
1
1
1
1
1

MainStay Income Builder Fund

 1
1
1
1
1
1
1
1

MainStay MacKay California Tax Free Opportunities Fund

 1
1
1
1
1
1
1
1

MainStay MacKay Convertible Fund

 1
1
1
1
1
1
1
1

MainStay MacKay High Yield Corporate Bond Fund

 1
1
1
1
1
1
1
1

MainStay MacKay High Yield Municipal Bond Fund

 1
1
1
1
1
1
1
1

MainStay MacKay New York Tax Free Opportunities Fund

 1
1
1
1
1
1
1
1

MainStay MacKay Short Duration High Income Fund

 1
1
1
1
1
1
1
1

MainStay MacKay Short Term Municipal Fund

 1
1
1
1
1
1
1
1

MainStay MacKay Strategic Bond Fund

 1
1
1
1
1
1
1
1

MainStay MacKay Strategic Municipal Allocation Fund

 1
1
1
1
1
1
1
1

MainStay MacKay Tax Free Bond Fund

 1
1
1
1
1
1
1
1

MainStay MacKay Total Return Bond Fund

 1
1
1
1
1
1
1
1

MainStay MacKay U.S. Infrastructure Bond Fund

 1
1
1
1
1
1
1
1

MainStay Moderate Allocation Fund

 1
1
1
1
1
1
1
1

MainStay Moderate ETF Allocation Fund

 1
1
1
1
1
1
1
1

MainStay Money Market Fund

 1
1
1
1
1
1

_

 1

_

 1

MainStay PineStone Global Equity Fund

 1

Main
P Share Class

 1
1
1
1

_

 1
1

_

 1

MainStay PineStone
International Equity Fund

 1

Main
P Share Class

 1
1
1
1

_

 1
1

_

 1

MainStay PineStone U.S. Equity Fund

 1

Main
P Share Class

 1
1
1
1

_

 1
1

_

 1

MainStay S&P 500 Index Fund

 1
1
1
1
1
1
1
1

MainStay Short Term Bond Fund

 1
1
1
1
1
1
1
1

MainStay Winslow Large Cap Growth Fund

 1
1
1
1
1
1
1
1

MainStay WMC Enduring Capital Fund

 1
1
1
1
1
1
1
1

MainStay WMC Growth Fund

 1
1
1
1
1
1
1
1

MainStay WMC International Research Equity Fund

 1
1
1
1
1
1
1
1

MainStay WMC Small Companies Fund

 1
1
1
1
1
1
1
1

MainStay WMC Value Fund

 1
1
1
1
1
1
1
1
EXCHANGE TRADED FUNDS

IQ 500 International ETF (IQIN)

 1
1
1
1
1
1
1
1

IQ Candriam International Equity ETF (IQSI)

 1
1
1
1
1
1
1
1

IQ Candriam U.S. Large Cap Equity ETF (IQSU)

 1
1
1
1
1
1
1
1

IQ Candriam U.S. Mid Cap Equity ETF (IQSM)

 1
1
1
1
1
1
1
1

IQ CBRE NextGen Real Estate ETF (ROOF)

 1
1
1
1
1
1
1
1

IQ CBRE Real Assets ETF (IQRA)

 1
1
1
1
1
1
1
1

IQ U.S. Small Cap ETF (CSML)

 1
1
1
1
1
1
1
1

IQ Clean Oceans ETF (OCEN)

 1
1
1
1
1
1
1
1

IQ Cleaner Transport ETF (CLNR) 

 1
1
1
1
1
1
1
1

IQ Engender Equality ETF (EQUL)

 1
1
1
1
1
1
1
1

IQ FTSE International Equity Currency Neutral ETF (HFXI)

 1
1
1
1
1
1
1
1

IQ Global Equity R&D Leaders ETF (WRND)

 1
1
1
1
1
1
1
1

IQ Healthy Hearts ETF (HART)

 1
1
1
1
1
1
1
1

IQ Hedge Multi-Strategy Tracker ETF (QAI)

 1
1
1
1
1
1
1
1

IQ MacKay California Municipal Intermediate ETF (MMCA)

 1
1
1
1
1
1
1
1

IQ MacKay ESG Core Plus Bond ETF (ESGB)

 1
1
1
1
1
1
1
1

IQ MacKay ESG High Income ETF (IQHI)

 1
1
1
1
1
1
1
1

IQ MacKay Municipal Insured ETF (MMIN)

 1
1
1
1
1
1
1
1

IQ MacKay Municipal Intermediate ETF (MMIT)

 1
1
1
1
1
1
1
1

IQ Merger Arbitrage ETF (MNA)

 1
1
1
1
1
1
1
1

IQ U.S. Large Cap R&D Leaders ETF (LRND)

 1
1
1
1
1
1
1
1

IQ Ultra Short Duration ETF (ULTR)

 1
1
1
1
1
1
1
1

IQ Winslow Focused Large Cap Growth ETF (IWFG)

 1
1
1
1
1
1
1
1

IQ Winslow Large Cap Growth ETF (IWLG)

 1
1
1
1
1
1
1
1